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dc.contributor.advisorEide, Arne
dc.contributor.authorAlizadeh Ashrafi, Tannaz
dc.date.accessioned2021-05-21T13:35:20Z
dc.date.available2021-05-21T13:35:20Z
dc.date.issued2021-06-09
dc.description.abstractThe empirical investigation of fishers’ harvest behavior is an important but neglected strand of fishery science. In this thesis, we fill some of this gap by developing empirical models to investigate trawlers’ harvest behavior over time and space in codfish fisheries, managed using individual vessel quotas (IVQs). Fishers’ harvest behavior is reflected in the decision-making processes underlying effort allocation: when and where to fish, what species to target, and how much to fish in each haul to avoid over- and underutilization of quotas. Effort allocation is a challenging task, especially in multi-species fisheries as the fish stocks in the fishing portfolio may differ in feeding, breeding, and migration patterns. This biological heterogeneity together with constant movement of different fish stocks across various locations influences economic conditions such as market prices and operation costs. What adds more complication to optimal allocation of fishing effort is the constantly changing environmental conditions such as food availability and sea temperature, which influence fish behavior. Another complication arises from the inherent uncertainties and external disturbances such as abrupt oceanographic changes, which affect the catch size and profitability. On top of what has been mentioned, institutional regulations such as quota restrictions further complicate the decisions underlying effort allocation. Understanding how trawlers behave and why they behave the way they do reveals valuable information about marine resource status, as well as evaluating fisheries management options to anticipate the possible responses of fishers to changing regulatory schemes. Moreover, recognition of the fishing effort allocation of the trawl fleet enables fisheries managers to evaluate the status of the benthos and seafloor as dragging heavy nets across the ocean can be environmentally destructive. This thesis focuses on codfish; that is, cod, saithe, and haddock fisheries as this portfolio includes economically important species in terms of volume and total revenue. These fish species are seasonally migratory and constantly swim over a vast geographical area to spawn and/or feed. The thesis aims to empirically investigate the fishing behavior of Norwegian trawlers in response to the economic changes stemming from the migratory behavior of these fish stocks, and to show how this could affect harvest attributes such as location choice, timing of production, preference in target species, and quota utilization. This study employs and combines multiple data sources for the empirical analysis of spatiotemporal allocation of fishing effort in trawl fishery. Our comprehensive data set covers the relevant information of trawl fishery during 2011–2016 to conduct empirical investigations of trawlers’ adopted harvest strategy and explain the drivers behind the chosen harvest strategy. The outcomes of this thesis are believed to be useful to fisheries managers in the policy-making process as well as for fishers’ communities to enhance the efficiency of their fishing activities.en_US
dc.description.doctoraltypeph.d.en_US
dc.description.popularabstractThe aim of this dissertation is to investigate the economic impacts of seasonality in fish abundance on Norwegian trawler fishing effort allocation, with respect to quota constraints. Recognition of how fishing effort is allocated to exploit fish stocks in response to changes in the marine environment, market conditions, and regulations is a prerequisite for the attainment of successful management of fisheries. In the first paper, we investigated the presence of seasonality in cod fishery, in two regions, the west coast of northern Norway, and the high sea areas of the Arctic (i.e., Svalbard and Bear Island). We further investigated how trawlers adjust the allocation of fishing effort and utilize the cod quota in relation to the economic consequences stemming from the seasonality of cod fishery. The results of the study show that seasonality in cod fishery is only present in the fishing grounds along the north-west coast of Norway, and the spawning migration of North-East Arctic (NEA) cod shapes the seasonal pattern. The spawning aggregation of NEA cod in this region during wintertime encourages both trawlers and coastal fishers to increase the landings of cod, which in turn reduces the price of cod. Hence, trawlers withdraw from cod fishery and partake in other available fisheries (e.g., saithe and haddock). In other words, trawlers reserve the cod quota for the ensuing months towards the end of the year, when NEA cod swim back to the Artic area to feed. At this time, cod fetch higher prices due to less cod being landed as coastal fishers have already largely fished their cod quota during Lofoten fishery. In the second paper, we studied the harvesting behavior of trawlers in minimizing revenue risk in their fishing portfolio, consisting of cod, saithe, and haddock fisheries over the course of a year, while adhering to quota restrictions. These fisheries follow different patterns of seasonality, and the economic consequences from the variation in stock abundance are different. We concluded that holding a diverse fishing portfolio to reduce revenue risk is an irrational and untenable strategy for trawlers as it leads to inefficient allocation of fishing effort and fishing rights. We also found that profit generation is a more important business objective compared to revenue risk reduction. We speculate that the vertical integration of the trawl industry and the advanced technical specifications of trawl vessels could explain the prioritization of revenue enhancement over minimizing revenue risk. We further found that the seasonality in cod fishery dictates the dynamics of trawl fishery to generate and increase fishing revenue. In the third paper, we investigated the profit-maximizing behavior of trawlers targeting cod, saithe, and haddock. In essence, we studied how trawlers re/allocate effort over time and space across three fisheries and three regions including the southern and northern parts of the west coast of Norway, and the high sea areas of the Arctic including Svalbard and Bear Island. These areas are heterogeneous in terms of fish availability, prices of fish species, fuel cost to travel to the fishing grounds in these regions and availability of coastal fleet. We found that locational attributes play a significant role in shaping the harvest strategy that maximizes the profit of the fishing portfolio. The results of the study also show that trawlers are capable of identifying the economic benefits and costs associated with the selected regions, and thus the re/allocation of fishing effort across regions over the course of a year is consistent with rational choice theory.en_US
dc.identifier.isbn978-82-8266-199-7
dc.identifier.urihttps://hdl.handle.net/10037/21226
dc.language.isoengen_US
dc.publisherUiT The Arctic University of Norwayen_US
dc.publisherUiT Norges arktiske universiteten_US
dc.relation.haspart<p>Paper 1: Alizadeh Ashrafi, T., Eide, A. & Hermansen, Ø. Spatial and temporal distributions in the Norwegian Cod fishery. (Manuscript). Now published in <i>Natural Resource Modeling, 33</i>(4), 2020, e12276. Available in Munin at <a href=https://hdl.handle.net/10037/19268>https://hdl.handle.net/10037/19268</a>. <p>Paper 2: Alizadeh Ashrafi, T., Syed, S. & Eide, A. Individual quotas and revenue risk of fishing portfolio in the trawl fishery. (Manuscript). Now published in <i>Fisheries Research, 241</i>, 2021, 105990. Available at <a href=https://doi.org/10.1016/j.fishres.2021.105990>https://doi.org/10.1016/j.fishres.2021.105990</a>. <p>Paper 3: Alizadeh Ashrafi, T. & Abe, K. Intra and inter-temporal effort allocation and profit maximizing strategy of the trawl fishery. (Submitted manuscript).en_US
dc.rights.accessRightsopenAccessen_US
dc.rights.holderCopyright 2021 The Author(s)
dc.rights.urihttps://creativecommons.org/licenses/by-nc-sa/4.0en_US
dc.rightsAttribution-NonCommercial-ShareAlike 4.0 International (CC BY-NC-SA 4.0)en_US
dc.subjectTrawl fisheryen_US
dc.subjectEffort allocationen_US
dc.subjectIndividual quotaen_US
dc.titleFisher's effort allocation behavior and decision-making process in the Norwegian trawl fisheryen_US
dc.typeDoctoral thesisen_US
dc.typeDoktorgradsavhandlingen_US


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